ARMSTRONG KENNETH E 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 5, 2011
Insider Transaction Report
Form 4
ARMSTRONG KENNETH E
Assistant Secretary
Transactions
- Purchase
Common Stock
2011-12-02$25.02/sh+299$7,481→ 4,530 total
Holdings
- 679(indirect: ESOP)
Common Stock
- 3,500
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (3,500 underlying) - 1,200
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (1,200 underlying) - 2,000
Employee Stock Option (right to buy)
Exercise: $27.10Exp: 2017-01-22→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]Shares purchased through the Company's ESPP
- [F2]Includes number of shares acquired under ESOP through December 2, 2011
- [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
- [F4]Options becoming exercisable - 2,100 on 11/24/2012, 700 on 11/24/2013, 700 on 11/24/2014
- [F5]Options currently exercisable - 960; Options becoming exercisable - 240 on 11/27/2012