RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 5, 2011
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Purchase
Common Stock
2011-12-02$25.02/sh+278$6,956→ 186,670 total
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 44,030(indirect: ESOP)
Common Stock
- 6,894
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying)
Footnotes (5)
- [F1]Shares purchased through the Company's ESPP
- [F2]Includes number of shares acquired under ESOP through December 2, 2011
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,208; Options becoming exercisable - 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.