4//SEC Filing
Milano Paul J 4
Accession 0001225208-11-026390
CIK 0001062438other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 2:55 PM ET
Size
14.4 KB
Accession
0001225208-11-026390
Insider Transaction Report
Form 4
Milano Paul J
Interim CFO
Transactions
- Award
Common Stock
2011-12-14+20,000→ 20,000 total(indirect: By Stock Award IV)
Holdings
- 3,035(indirect: By Stock Award III)
Common Stock
- 9,000(indirect: By IRA)
Common Stock
- 3,000(indirect: By Stock Award II)
Common Stock
- 4,500
Stock Option (right to buy)
Exercise: $11.94From: 2009-02-01Exp: 2018-02-01→ Common Stock (4,500 underlying) - 3,393(indirect: By Stock Award)
Common Stock
- 5,000
Stock Option (right to buy)
Exercise: $16.00From: 2007-04-24Exp: 2016-04-24→ Common Stock (5,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying) - 5,000
Stock Option (right to buy)
Exercise: $18.70From: 2007-01-17Exp: 2016-01-17→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on February 1, 2009.
- [F7]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeother
Related Parties
1- filerCIK 0001459484
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 2:55 PM ET
- Size
- 14.4 KB