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4//SEC Filing

REEVES W THOMAS 4

Accession 0001225208-11-026391

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 2:55 PM ET

Size

15.0 KB

Accession

0001225208-11-026391

Insider Transaction Report

Form 4
Period: 2011-12-14
PULASKI FINANCIAL CORPPULB
REEVES W THOMAS
President of Subsidiary Bank
Transactions
  • Award

    Common Stock

    2011-12-14+50,000→ 50,000 total(indirect: By Stock Award IV)
Holdings

  • Common Stock

    (indirect: By Stock Award II)
    10,667

  • Common Stock

    (indirect: By IRA)
    26,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: By Trust)
    22,000

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By Stock Award)
    24,327

  • Common Stock

    (indirect: By Stock Award III)
    7,587

  • Stock Option (right to buy)

    Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying)
    20,000
Footnotes (6)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, and in each case, only upon the achievement of certain of the Company's performance objectives including earnings performance and certain other common stock performance measures and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
  • [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001358198

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 2:55 PM ET
Size
15.0 KB
View on SEC.gov