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$RJF·4

RAYMOND JAMES FINANCIAL INC · Dec 19, 2:39 PM ET

RAYMOND JAMES FINANCIAL INC 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2011

Insider Transaction Report

Form 4
Period: 2011-12-15
RAYMOND JAMES FINANCIAL INCRJF
BIEVER ANGELA
Chief Administrative Officer
Transactions
  • Award

    Restricted Stock Units

    2011-12-15+859→ 859 total
    From: 2014-12-15Exp: 2014-12-15→ Common Stock (859 underlying)
Holdings

  • Common Stock

    36,108

  • Restricted Stock Units

    From: 2013-12-15Exp: 2013-12-15→ Common Stock (783 underlying)
    783

  • Common Stock

    (indirect: ESOP)
    202

  • Employee Stock Option (right to buy)

    Exercise: $31.82From: 2010-02-16Exp: 2012-02-16→ Common Stock (2,500 underlying)
    2,500

  • Employee Stock Option (right to buy)

    Exercise: $27.10Exp: 2017-01-22→ Common Stock (10,000 underlying)
    10,000

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
    25,000

  • Employee Stock Option (right to buy)

    Exercise: $25.87From: 2011-02-15Exp: 2013-02-15→ Common Stock (2,500 underlying)
    2,500
Footnotes (5)
  • [F1]Includes number of shares acquired under ESOP through December 15, 2011
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
  • [F3]Award of restricted stock units as portion of annual bonus.
  • [F4]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  • [F5]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015

Documents

1 file
  • 4
    doc4.xmlPrimary