RAYMOND JAMES FINANCIAL INC 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2011

Form 4

Period: 2011-12-15

DirectorChief Operating Officer

Transactions

Gift
Common Stock
2011-12-19−10,000→ 154,588 total
Gift
Common Stock
2011-12-19+10,000→ 30,791 total(indirect: By Spouse)
Award
Restricted Stock Units
2011-12-15+13,750→ 13,750 total
From: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying)

Holdings

Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
15,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
25,000
Common Stock
(indirect: ESOP)
8,743
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying)
9,401

Footnotes (6)

[F1]This transaction involved a gift of securities by the reporting person to his spouse.
[F2]Includes number of shares acquired under ESOP through December 15, 2011
[F3]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
[F4]Award of restricted stock units as portion of annual bonus.
[F5]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
[F6]Options currently exercisable - 9,208; options becoming exercisable - 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

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