4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-11-026565
$RJFCIK 0000720005operating
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 2:43 PM ET
Size
14.5 KB
Accession
0001225208-11-026565
Insider Transaction Report
Form 4
HELCK CHESTER B
DirectorChief Operating Officer
Transactions
- Gift
Common Stock
2011-12-19−10,000→ 154,588 total - Gift
Common Stock
2011-12-19+10,000→ 30,791 total(indirect: By Spouse) - Award
Restricted Stock Units
2011-12-15+13,750→ 13,750 totalFrom: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying)
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 8,743(indirect: ESOP)
Common Stock
- 9,401
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying)
Footnotes (6)
- [F1]This transaction involved a gift of securities by the reporting person to his spouse.
- [F2]Includes number of shares acquired under ESOP through December 15, 2011
- [F3]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
- [F4]Award of restricted stock units as portion of annual bonus.
- [F5]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F6]Options currently exercisable - 9,208; options becoming exercisable - 2,792 on 1/27/2012 and 3,000 on 1/27/2013
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 2:43 PM ET
- Size
- 14.5 KB