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RAYMOND JAMES FINANCIAL INC · Dec 19, 3:29 PM ET

RAYMOND JAMES FINANCIAL INC 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2011

Insider Transaction Report

Form 4
Period: 2011-12-15
RAYMOND JAMES FINANCIAL INCRJF
AVERITT RICHARD G
CEO - RJFS
Transactions
  • Award

    Restricted Stock Units

    2011-12-15+8,937→ 8,937 total
    From: 2014-12-15Exp: 2014-12-15→ Common Stock (8,937 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    44,030

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
    15,000

  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    186,670

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
    25,000

  • Restricted Stock Units

    From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying)
    6,894
Footnotes (5)
  • [F1]Includes number of shares acquired under ESOP through December 15, 2011
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
  • [F3]Award of restricted stock units as portion of annual bonus.
  • [F4]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  • [F5]Options currently exercisable - 9,208; Options becoming exercisable - 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

1 file
  • 4
    doc4.xmlPrimary