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|4Dec 19, 4:01 PM ET

Augustine James N Jr 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 19, 2011

Insider Transaction Report

Form 4
Period: 2011-12-15
RAYMOND JAMES FINANCIAL INCRJF
Augustine James N Jr
Senior Vice President - RJA
Transactions
  • Award

    Restricted Stock Units

    2011-12-15+2,638→ 2,638 total
    From: 2014-12-15Exp: 2014-12-15→ Common Stock (2,638 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    195

  • Common Stock

    12,451

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2015-01-24→ Common Stock (5,500 underlying)
    5,500

  • Restricted Stock Units

    From: 2013-12-03Exp: 2013-12-03→ Common Stock (3,926 underlying)
    3,926
Footnotes (4)
  • [F1]Includes number of shares acquired under ESOP through December 15, 2011
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
  • [F3]Award of restricted stock units as portion of annual bonus.
  • [F4]Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014

Documents

1 file
  • 4
    doc4.xmlPrimary