Carter Lynn Ann 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Dec 19, 2011
Insider Transaction Report
Form 4
Pike Lynn A
President, Banking
Transactions
- Disposition to Issuer
Common Stock
2011-12-15$43.41/sh−19,160$831,736→ 117,744 total - Exercise/Conversion
Common Stock
2011-12-15+19,160→ 136,904 total - Exercise/Conversion
Restricted Stock Units
2011-12-15−19,160→ 0 totalExercise: $0.00From: 2011-12-15Exp: 2011-12-15→ Common Stock (19,160 underlying)
Holdings
- 7,801(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]On December 15, 2011, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
- [F2]Excludes 7,801 shares previously owned directly which were transfered into a family trust on October 26, 2011.