Home/Filings/4/0001225208-12-000988
4//SEC Filing

RAYMOND JAMES FINANCIAL INC 4

Accession 0001225208-12-000988

$RJFCIK 0000720005operating

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 2:24 PM ET

Size

13.1 KB

Accession

0001225208-12-000988

Insider Transaction Report

Form 4
Period: 2011-12-28
BIEVER ANGELA
Chief Administrative Officer
Transactions
  • Gift

    Common Stock

    2011-12-2816535,943 total
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $25.87From: 2011-02-15Exp: 2013-02-15Common Stock (2,500 underlying)
    2,500
  • Common Stock

    (indirect: ESOP)
    324
  • Employee Stock Option (right to buy)

    Exercise: $27.10Exp: 2017-01-22Common Stock (10,000 underlying)
    10,000
  • Restricted Stock Units

    From: 2013-12-15Exp: 2013-12-15Common Stock (783 underlying)
    783
  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2016-01-24Common Stock (25,000 underlying)
    25,000
  • Restricted Stock Units

    From: 2014-12-15Exp: 2014-12-15Common Stock (859 underlying)
    859
Footnotes (5)
  • [F1]Gifted stock to a charitable organization.
  • [F2]Includes number of shares acquired under ESOP through December 28, 2011
  • [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  • [F4]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  • [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000720005

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 2:24 PM ET
Size
13.1 KB