Baird Edward P 4

4 · PRUDENTIAL FINANCIAL INC · Filed Jan 20, 2012

Form 4

Period: 2012-01-18

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2012-01-18+3,977→ 37,913 total
Exercise/Conversion
1/18/08 Restricted Stock Units
2012-01-18−3,977→ 0 total
Exercise: $80.00Exp: 2018-01-18→ Common Stock (3,977 underlying)
Tax Payment
Common Stock
2012-01-18$56.12/sh−1,249$70,094→ 36,664 total

Holdings

Footnotes (6)

[F1]Represents the vesting of previously awarded restricted stock units.
[F2]Represents shares withheld for the payment of taxes when restricted shares vested.
[F3]Amount reported has been adjusted to include 120 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
[F4]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
[F5]The number of Restricted Stock Units awarded to the Reporting Person was determined by dividing 60 percent of the total compensation value being awarded by the average closing price of the Issuer's Common Stock on the New York Stock Exchange for the final 20-day trading period in December 2007, or $94.29.
[F6]The restricted stock units vest with 50% after 2 years on 1/18/2010, 25% after year 3 on 1/18/2011, and 25% after year 4 on 1/18/2012.

Documents

1 file