4//SEC Filing
Baird Edward P 4
Accession 0001225208-12-001733
CIK 0001137774other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 3:44 PM ET
Size
10.6 KB
Accession
0001225208-12-001733
Insider Transaction Report
Form 4
Baird Edward P
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2012-01-18+3,977→ 37,913 total - Exercise/Conversion
1/18/08 Restricted Stock Units
2012-01-18−3,977→ 0 totalExercise: $80.00Exp: 2018-01-18→ Common Stock (3,977 underlying) - Tax Payment
Common Stock
2012-01-18$56.12/sh−1,249$70,094→ 36,664 total
Holdings
- 1,403(indirect: By 401(k))
Common Stock
- 110(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Represents the vesting of previously awarded restricted stock units.
- [F2]Represents shares withheld for the payment of taxes when restricted shares vested.
- [F3]Amount reported has been adjusted to include 120 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
- [F5]The number of Restricted Stock Units awarded to the Reporting Person was determined by dividing 60 percent of the total compensation value being awarded by the average closing price of the Issuer's Common Stock on the New York Stock Exchange for the final 20-day trading period in December 2007, or $94.29.
- [F6]The restricted stock units vest with 50% after 2 years on 1/18/2010, 25% after year 3 on 1/18/2011, and 25% after year 4 on 1/18/2012.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001424854
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 3:44 PM ET
- Size
- 10.6 KB