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|4Jan 20, 6:02 PM ET

ZUBROW BARRY L 4

4 · JPMORGAN CHASE & CO · Filed Jan 20, 2012

Insider Transaction Report

Form 4
Period: 2012-01-18
JPMORGAN CHASE & COJPM
ZUBROW BARRY L
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2012-01-18+113,749→ 113,749 total
    Exp: 2015-01-13→ Common Stock (113,749 underlying)
  • Award

    Stock Appreciation Rights

    2012-01-18+112,486→ 112,486 total
    Exercise: $35.61Exp: 2022-01-18→ Common Stock (112,486 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
  • [F4]See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F5]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Documents

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