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4//SEC Filing

ZUBROW BARRY L 4

Accession 0001225208-12-001780

CIK 0000019617other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 6:02 PM ET

Size

9.7 KB

Accession

0001225208-12-001780

Insider Transaction Report

Form 4
Period: 2012-01-18
ZUBROW BARRY L
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2012-01-18+113,749113,749 total
    Exp: 2015-01-13Common Stock (113,749 underlying)
  • Award

    Stock Appreciation Rights

    2012-01-18+112,486112,486 total
    Exercise: $35.61Exp: 2022-01-18Common Stock (112,486 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
  • [F4]See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F5]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Issuer

JPMORGAN CHASE & CO

CIK 0000019617

Entity typeother

Related Parties

1
  • filerCIK 0001090350

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 6:02 PM ET
Size
9.7 KB