4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-12-001817
$RJFCIK 0000720005operating
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 10:40 AM ET
Size
14.7 KB
Accession
0001225208-12-001817
Insider Transaction Report
Form 4
HELCK CHESTER B
DirectorChief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2012-01-20$24.97/sh+15,000$374,600→ 169,588 total - Tax Payment
Common Stock
2012-01-20$34.66/sh−10,807$374,571→ 158,781 total - Exercise/Conversion
Employee Stock Option (right to buy)
2012-01-20−15,000→ 0 totalExercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
Holdings
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 13,750
Restricted Stock Units
From: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying) - 30,791(indirect: By Spouse)
Common Stock
- 8,900(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 9,401
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying)
Footnotes (4)
- [F1]Includes number of shares acquired under ESOP through January 19, 2012.
- [F2]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F3]Options currently exercisable - 9,208; options becoming exercisable - 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F4]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 10:40 AM ET
- Size
- 14.7 KB