4//SEC Filing
Galt Helen M 4
Accession 0001225208-12-004232
CIK 0001137774other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:40 PM ET
Size
9.2 KB
Accession
0001225208-12-004232
Insider Transaction Report
Form 4
Galt Helen M
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2012-02-10+10,586→ 21,613 total - Tax Payment
Common Stock
2012-02-10$59.00/sh−3,210$189,390→ 18,403 total - Exercise/Conversion
2/10/09 Restricted Stock Units
2012-02-10−10,586→ 0 totalExercise: $0.00→ Common Stock (10,586 underlying)
Holdings
- 1,544(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents the vesting of previously awarded restricted stock units.
- [F2]Represents shares withheld for the payment of taxes when restricted shares vested.
- [F3]Amount reported has been adjusted to include 212 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2010 and December 31, 2011 based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F5]The Restricted Stock Units will vest on February 10, 2012.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001403416
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 7:40 PM ET
- Size
- 9.2 KB