Galt Helen M 4
4 · PRUDENTIAL FINANCIAL INC · Filed Feb 14, 2012
Insider Transaction Report
Form 4
Galt Helen M
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2012-02-10+10,586→ 21,613 total - Tax Payment
Common Stock
2012-02-10$59.00/sh−3,210$189,390→ 18,403 total - Exercise/Conversion
2/10/09 Restricted Stock Units
2012-02-10−10,586→ 0 totalExercise: $0.00→ Common Stock (10,586 underlying)
Holdings
- 1,544(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents the vesting of previously awarded restricted stock units.
- [F2]Represents shares withheld for the payment of taxes when restricted shares vested.
- [F3]Amount reported has been adjusted to include 212 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2010 and December 31, 2011 based on a plan statement dated December 31, 2011. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F5]The Restricted Stock Units will vest on February 10, 2012.