Augustine James N Jr 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 27, 2012
Insider Transaction Report
Form 4
Augustine James N Jr
Senior Vice President - RJA
Transactions
- Award
Employee Stock Option (right to buy)
2012-02-23+25,000→ 25,000 totalExercise: $27.10Exp: 2017-01-22→ Common Stock (25,000 underlying)
Holdings
- 12,451
Common Stock
- 324(indirect: ESOP)
Common Stock
- 5,500
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (5,500 underlying) - 3,926
Restricted Stock Units
From: 2013-12-03Exp: 2013-12-03→ Common Stock (3,926 underlying) - 2,638
Restricted Stock Units
From: 2014-12-15Exp: 2014-12-15→ Common Stock (2,638 underlying)
Footnotes (5)
- [F1]Includes number of shares acquired under ESOP through February 23, 2012.
- [F2]The option grant was approved by the Board of Directors on November 22, 2011, subject to shareholder approval of the 2012 Stock Incentive Plan under which the option was granted. RJF shareholders approved the plan on February 23, 2012.
- [F3]Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016
- [F4]Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014
- [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.