4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-12-005763
$RJFCIK 0000720005operating
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:11 PM ET
Size
12.7 KB
Accession
0001225208-12-005763
Insider Transaction Report
Form 4
HELCK CHESTER B
DirectorChief Operating Officer
Transactions
- Award
Employee Stock Option (right to buy)
2012-02-24+42,415→ 42,415 totalExercise: $35.38Exp: 2017-01-22→ Common Stock (42,415 underlying)
Holdings
- 30,791(indirect: By Spouse)
Common Stock
- 158,781
Common Stock
- 8,906(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 9,401
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 13,750
Restricted Stock Units
From: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying)
Footnotes (5)
- [F1]Includes number of shares acquired under ESOP through February 23, 2012.
- [F2]Options becoming exercisable - 25,449 on 11/22/2014, 8,483 on 11/22/2015 and 8,483 on 11/22/2016
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013
- [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 4:11 PM ET
- Size
- 12.7 KB