Earnings Feed
Start Free
$RJF·4

RAYMOND JAMES FINANCIAL INC · Feb 28, 4:11 PM ET

RAYMOND JAMES FINANCIAL INC 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 28, 2012

Insider Transaction Report

Form 4
Period: 2012-02-24
RAYMOND JAMES FINANCIAL INCRJF
HELCK CHESTER B
DirectorChief Operating Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2012-02-24+42,415→ 42,415 total
    Exercise: $35.38Exp: 2017-01-22→ Common Stock (42,415 underlying)
Holdings

  • Common Stock

    (indirect: By Spouse)
    30,791

  • Common Stock

    158,781

  • Common Stock

    (indirect: ESOP)
    8,906

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
    25,000

  • Restricted Stock Units

    From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying)
    9,401

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
    15,000

  • Restricted Stock Units

    From: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying)
    13,750
Footnotes (5)
  • [F1]Includes number of shares acquired under ESOP through February 23, 2012.
  • [F2]Options becoming exercisable - 25,449 on 11/22/2014, 8,483 on 11/22/2015 and 8,483 on 11/22/2016
  • [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  • [F4]Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013
  • [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.

Documents

1 file
  • 4
    doc4.xmlPrimary