4//SEC Filing
REEVES W THOMAS 4
Accession 0001225208-12-007014
CIK 0001062438other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 5:02 PM ET
Size
14.4 KB
Accession
0001225208-12-007014
Insider Transaction Report
Form 4
REEVES W THOMAS
President of Subsidiary Bank
Transactions
- Tax Payment
Common Stock
2012-03-05$7.58/sh−8,216$62,277→ 19,666 total
Holdings
- 7,112(indirect: By Stock Award II)
Common Stock
- 7,587(indirect: By Stock Award III)
Common Stock
- 50,000(indirect: By Stock Award IV)
Common Stock
- 22,000(indirect: By Trust)
Common Stock
- 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying) - 26,000(indirect: By IRA)
Common Stock
- 20,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Since the reporting person's last report 24,327 shares previously held through Stock Award have vested and are now owned directly.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
- [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeother
Related Parties
1- filerCIK 0001358198
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 5:02 PM ET
- Size
- 14.4 KB