Celentano John E 4

Accession 0001225208-12-007124

CIK 0000014272other

View on SEC.gov Company Profile

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 9:56 PM ET

Size

28.6 KB

Accession

0001225208-12-007124

Insider Transaction Report

Form 4

Period: 2012-03-06

BRISTOL MYERS SQUIBB COBMY

Celentano John E

Pres Emerging Mkts & Asia-Pac

Transactions

Award
Market Share Units
2012-03-06+10,593→ 10,593 total
Exp: 2016-03-06→ Common Stock, $0.10 par value (10,593 underlying)
Award
Performance Shares
2012-03-06+9,789→ 46,643.93 total
→ Common Stock, $0.10 par value (9,789 underlying)
Exercise/Conversion
Performance Shares
2012-03-06−28,073→ 19,404.582 total
→ Common Stock, $0.10 par value (28,073 underlying)
Award
Performance Shares
2012-03-06+8,975→ 8,975 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (8,975 underlying)
Exercise/Conversion
Common Stock, $0.10 par value
2012-03-06+28,073→ 149,037 total
Exercise/Conversion
Common Stock, $0.10 par value
2012-03-06+4,257→ 153,294 total
Tax Payment
Common Stock, $0.10 par value
2012-03-06$32.33/sh−9,469$306,133→ 142,142 total
Exercise/Conversion
Restricted Stock Units
2012-03-06−4,257→ 0 total
Exercise: $0.00From: 2010-03-06→ Common Stock, $0.10 par value (4,257 underlying)
Tax Payment
Common Stock, $0.10 par value
2012-03-06$32.33/sh−1,683$54,411→ 151,611 total
Award
Performance Shares
2012-03-06+10,010→ 36,854.93 total
→ Common Stock, $0.10 par value (10,010 underlying)
Other
Performance Shares
2012-03-06+833.652→ 47,477.582 total
→ Common Stock, $0.10 par value (833.652 underlying)
Other
Performance Shares
2012-03-06+403→ 9,378 total
Exp: 2014-03-31→ Common Stock, $0.10 par value (403 underlying)

Footnotes (19)

[F1]Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.
[F10]Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
[F11]Represents performance shares earned under the 2010-2012 Long Term Performance Award.
[F12]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
[F13]Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.
[F14]This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.
[F15]Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
[F16]Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
[F17]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
[F18]Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
[F19]Each restricted stock unit converts into one share of common stock upon vesting.
[F2]Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested.
[F3]Shares withheld for payment of taxes upon vesting of restricted stock units.
[F4]Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.
[F5]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
[F6]Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
[F7]Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.
[F8]Represents performance shares earned under the 2009-2011 Long-Term Performance Award.
[F9]This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.

Documents

1 file

4
doc4.xmlPrimary

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→

Entity typeother

Related Parties

filerCIK 0001346102

Filing Metadata

Form type: 4
Filed: Mar 7, 7:00 PM ET
Accepted: Mar 8, 9:56 PM ET
Size: 28.6 KB

View on SEC.gov