Home/Filings/4/0001225208-12-007467
4//SEC Filing

Koches Paul A 4

Accession 0001225208-12-007467

CIK 0000873860other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 5:59 PM ET

Size

14.1 KB

Accession

0001225208-12-007467

Insider Transaction Report

Form 4
Period: 2012-03-09
Koches Paul A
EVP, GC and Secretary
Transactions
  • Sale

    Common Stock

    2012-03-12$16.49/sh20,000$329,8142,105 total
  • Exercise/Conversion

    Stock Options

    2012-03-0920,000367,500 total
    Exercise: $4.82Exp: 2018-07-14Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-09$4.82/sh+20,000$96,40622,105 total
Footnotes (2)
  • [F1]Exercise price reflects an adjustment in connection with the 2009 Altisource spin-off.
  • [F2]The vesting schedule for these options has a time-based component, in which 25% of the options vest in equal increments over four years, and a performance-based component, in which up to 75% of the options could vest in equal increments, with 25% vesting immediately upon the achievement of certain performance criteria related to OCN's stock price and its annualized rate of return and the remaining 75% vesting over the next three years. Two-thirds of the performance-based options would commence vesting if the stock price realizes a compounded annual gain of at least 20% over the exercise price, so long as the stock price is at least double the exercise price. The remaining third of the performance-based options would commence vesting if the stock price realizes a 25% compounded annual gain, so long as it is at least triple the exercise price.

Issuer

OCWEN FINANCIAL CORP

CIK 0000873860

Entity typeother

Related Parties

1
  • filerCIK 0001437411

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 5:59 PM ET
Size
14.1 KB