4//SEC Filing
Whelan Robert J 4
Accession 0001225208-12-007783
CIK 0000350797other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 2:18 PM ET
Size
16.5 KB
Accession
0001225208-12-007783
Insider Transaction Report
Form 4
Whelan Robert J
Chief Financial Officer
Transactions
- Award
Eaton Vance Corp. Non-voting Common Stock
2011-11-01$23.66/sh+527$12,469→ 62,140 total - Other
Voting Trust Receipt
2012-03-15−18,623→ 0 total - Sale
Eaton Vance Corp. Common Stock (Voting)
2012-03-15$3.99/sh−18,623$74,306→ 0 total(indirect: By Trust)
Holdings
- 28,120
Option (right to buy)
Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying) - 32,700
Option (right to buy)
Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying) - 14,143
Option (right to buy)
Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying) - 15,700
Option (right to buy)
Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying) - 25,400
Option (right to buy)
Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying) - 36,020
Option (right to buy)
Exercise: $25.06Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (36,020 underlying)
Footnotes (9)
- [F1]These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
- [F2]A Voting Trust Receipt represents a share of Voting Common Stock.
- [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan R. Richardson, Jeffrey P. Beale, David C. McCabe, Payson F. Swaffield, Laurie G. Hylton, Matthew J. Witkos, Frederick S. Marius, Maureen Gemma, Cynthia J. Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith R. Saryan, Michael W. Weilheimer, Walter A. Row, Mark S. Venezia, David A. Stein, Brian D. Langstraat, and Daniel C. Cataldo are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F4]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
- [F5]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F6]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
- [F7]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
- [F8]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
- [F9]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001312144
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 2:18 PM ET
- Size
- 16.5 KB