4//SEC Filing
Roos Raal H 4
Accession 0001225208-12-009954
CIK 0001368458other
Filed
Apr 17, 8:00 PM ET
Accepted
Apr 18, 4:31 PM ET
Size
14.3 KB
Accession
0001225208-12-009954
Insider Transaction Report
Form 4
Roos Raal H
SVP, Gen. Counsel & Secretary
Transactions
- Sale
Common Stock
2012-04-16$25.46/sh−41,000$1,043,708→ 73,185 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-04-16−41,000→ 41,000 totalExercise: $7.42Exp: 2019-10-21→ Common Stock (41,000 underlying) - Sale
Common Stock
2012-04-16$25.42/sh−61,500$1,563,084→ 11,685 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-04-16−61,500→ 20,500 totalExercise: $5.24Exp: 2018-10-22→ Common Stock (61,500 underlying) - Exercise/Conversion
Common Stock
2012-04-16$5.24/sh+61,500$322,260→ 73,185 total - Exercise/Conversion
Common Stock
2012-04-16$7.42/sh+41,000$304,220→ 114,185 total
Footnotes (5)
- [F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on December 8, 2011.
- [F2]Reflects the weighted average sale price. The range of prices for these transactions was $25.21 to $25.84. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average sale price. The range of prices for these transactions was $25.21 to $25.82. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The options vest annually in four equal installments beginning on October 20, 2010.
- [F5]The options vest in four equal annual installments beginning on October 22, 2009.
Documents
Issuer
Sally Beauty Holdings, Inc.
CIK 0001368458
Entity typeother
Related Parties
1- filerCIK 0001381097
Filing Metadata
- Form type
- 4
- Filed
- Apr 17, 8:00 PM ET
- Accepted
- Apr 18, 4:31 PM ET
- Size
- 14.3 KB