Roos Raal H 4
4 · Sally Beauty Holdings, Inc. · Filed Apr 20, 2012
Insider Transaction Report
Form 4
Roos Raal H
SVP, Gen. Counsel & Secretary
Transactions
- Exercise/Conversion
Common Stock
2012-04-19$8.80/sh+23,500$206,800→ 35,185 total - Sale
Common Stock
2012-04-19$25.87/sh−23,500$607,919→ 11,685 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-04-20−1,255→ 0 totalExercise: $8.80Exp: 2017-10-24→ Common Stock (1,255 underlying) - Sale
Common Stock
2012-04-20$25.85/sh−1,255$32,442→ 11,685 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-04-19−23,500→ 1,255 totalExercise: $8.80Exp: 2017-10-24→ Common Stock (23,500 underlying) - Sale
Common Stock
2012-04-18$25.86/sh−50,174$1,297,434→ 11,685 total - Exercise/Conversion
Common Stock
2012-04-20$8.80/sh+1,255$11,044→ 12,940 total - Exercise/Conversion
Common Stock
2012-04-18$8.80/sh+50,174$441,531→ 61,859 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-04-18−50,174→ 24,755 totalExercise: $8.80Exp: 2017-10-24→ Common Stock (50,174 underlying)
Footnotes (4)
- [F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on December 8, 2011.
- [F2]Reflects the weighted average sale price. The range of prices for these transactions was $25.85 to $25.89. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average sale price. The range of prices for these transactions was $25.85 to $25.9099. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]The options vest annually in four equal installments beginning on October 23, 2008.