Pellerin DAVID R. 4
4 · PHOENIX COMPANIES INC/DE · Filed May 8, 2012
Insider Transaction Report
Form 4
Pellerin DAVID R.
SVP & Chief Accounting Officer
Transactions
- Purchase
Common
2012-05-04$1.89/sh+4,000$7,560→ 63,873.128 total - Purchase
Common
2012-05-04$1.87/sh+3,500$6,542→ 67,373.128 total - Purchase
Common
2012-05-04$1.87/sh+15,000$28,050→ 55,873.128 total - Purchase
Common
2012-05-04$1.90/sh+4,000$7,600→ 59,873.128 total
Holdings
- 6,655
Stock Option (Right to Buy)
Exercise: $2.84Exp: 2020-03-08→ Common (6,655 underlying) - 23,190
Stock Option (Right to Buy)
Exercise: $13.98Exp: 2012-06-25→ Common (23,190 underlying) - 23,191
Stock Option (Right to Buy)
Exercise: $12.54Exp: 2017-02-08→ Common (23,191 underlying) - 22,886
Stock Option (Right to Buy)
Exercise: $9.84Exp: 2018-02-13→ Common (22,886 underlying) - 38,166.27
Restricted Stock Unit (2010)
→ Common (38,166.27 underlying) - 20,897.769(indirect: By 401(k))
Common
Footnotes (4)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
- [F4]The options vest in approximately three equal installments on each of the first three anniversaries of the grant.