4//SEC Filing
POLKINGHORN PHILIP K 4
Accession 0001225208-12-011510
CIK 0001129633other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 4:27 PM ET
Size
14.6 KB
Accession
0001225208-12-011510
Insider Transaction Report
Form 4
POLKINGHORN PHILIP K
Senior EVP
Transactions
- Purchase
Common
2012-05-04$1.91/sh+100$191→ 232,293.697 total - Purchase
Common
2012-05-04$1.92/sh+6,541$12,559→ 228,834.697 total - Purchase
Common
2012-05-04$1.91/sh+3,359$6,416→ 232,193.697 total
Holdings
- 1,361.876(indirect: By 401(k))
Common
- 52,180
Stock Option (Right to Buy)
Exercise: $12.51Exp: 2016-02-02→ Common (52,180 underlying) - 15,980.15
Stock Option (Right to Buy)
Exercise: $2.84Exp: 2020-03-08→ Common (15,980.15 underlying) - 91,651.5
Restricted Stock Unit (2010)
Exercise: $0.00→ Common (91,651.5 underlying) - 78,512
Stock Option (Right to Buy)
Exercise: $9.84Exp: 2018-02-13→ Common (78,512 underlying) - 57,978
Stock Option (Right to Buy)
Exercise: $12.27Exp: 2014-03-08→ Common (57,978 underlying)
Footnotes (4)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
- [F4]The options vest in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001283029
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 4:27 PM ET
- Size
- 14.6 KB