4//SEC Filing
WILKOS CHRISTOPHER M 4
Accession 0001225208-12-012593
CIK 0001129633other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:09 PM ET
Size
16.2 KB
Accession
0001225208-12-012593
Insider Transaction Report
Form 4
WILKOS CHRISTOPHER M
EVP, Chief Investment Officer
Transactions
- Purchase
Common
2012-05-15$1.85/sh+9,742$18,023→ 54,410.754 total - Purchase
Common
2012-05-15$1.82/sh+4,601$8,374→ 67,768.754 total - Purchase
Common
2012-05-15$1.81/sh+100$182→ 69,668.754 total - Purchase
Common
2012-05-15$1.83/sh+1,800$3,294→ 69,568.754 total - Purchase
Common
2012-05-15$1.84/sh+8,757$16,113→ 63,167.754 total
Holdings
- 46,382
Stock Option (Right to Buy)
Exercise: $13.98Exp: 2012-06-25→ Common (46,382 underlying) - 95,415.21
Restricted Stock Unit (2010)
Exercise: $0.00→ Common (95,415.21 underlying) - 16,636
Stock Option (Right to Buy)
Exercise: $2.84Exp: 2020-03-08→ Common (16,636 underlying) - 44,603.051(indirect: By 401(k))
Common
- 27,463
Stock Option (Right to Buy)
Exercise: $9.84Exp: 2018-02-13→ Common (27,463 underlying)
Footnotes (4)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
- [F4]The options vest in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001491660
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:09 PM ET
- Size
- 16.2 KB