Mulrain John T 4
4 · PHOENIX COMPANIES INC/DE · Filed May 18, 2012
Insider Transaction Report
Form 4
Mulrain John T
EVP, General Counsel & Secreta
Transactions
- Purchase
Common
2012-05-17$1.74/sh+3,300$5,742→ 3,323 total - Purchase
Common
2012-05-17$1.73/sh+1,800$3,114→ 7,821 total - Purchase
Common
2012-05-17$1.72/sh+1,302$2,239→ 9,123 total - Purchase
Common
2012-05-17$1.74/sh+700$1,217→ 9,823 total - Purchase
Common
2012-05-17$1.74/sh+2,698$4,693→ 6,021 total - Purchase
Common
2012-05-17$1.74/sh+200$347→ 10,023 total
Holdings
- 12,088.291(indirect: By 401(k))
Common
- 8,582
Stock Option (Right to Buy)
Exercise: $2.84Exp: 2020-03-08→ Common (8,582 underlying) - 11,595
Stock Option (Right to Buy)
Exercise: $13.98Exp: 2012-06-25→ Common (11,595 underlying) - 49,222.11
Restricted Stock Unit (2010)
Exercise: $0.00→ Common (49,222.11 underlying)
Footnotes (4)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]The options vest in approximately three equal installments on each of the first three anniversaries of the grant.
- [F4]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.