4//SEC Filing
Rollings Michael Thomas 4
Accession 0001225208-12-014762
CIK 0000275694other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 2:48 PM ET
Size
8.0 KB
Accession
0001225208-12-014762
Insider Transaction Report
Form 4
Transactions
- Other
Def. After 12/31/2004 Babson
2012-06-19$15.03/sh−129.41$1,945→ 776.467 total→ Common Shares ("Shares of Beneficial Interest") (129.41 underlying)
Holdings
- 40,003.977
MassMutual Non-Qualified Thrift Plan
→ Common Shares ("Shares of Beneficial Interest") (40,003.977 underlying)
Footnotes (3)
- [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F2]Babson Capital Management LLC and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Babson Capital Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Babson Capital Corporate Investors represented by the value of the Babson Capital Corporate Investors investment option under the plan held by the plan participant.
- [F3]Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Documents
Issuer
BABSON CAPITAL CORPORATE INVESTORS
CIK 0000275694
Entity typeother
Related Parties
1- filerCIK 0001336320
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 2:48 PM ET
- Size
- 8.0 KB