4//SEC Filing
Johnson Wendy M. 4
Accession 0001225208-12-016848
CIK 0001489393other
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 10:40 AM ET
Size
5.6 KB
Accession
0001225208-12-016848
Insider Transaction Report
Form 4
Johnson Wendy M.
Vice President, Controller
Transactions
- Other
Class A ordinary shares
2012-07-03+20→ 53,702 total
Footnotes (3)
- [F1]Transaction is exempt from Rule 16(b) as the shares were acquired in good faith in connection with a debt previously contracted. The reporting person was a creditor of a subsidiary of the issuer's predecessor in connection with the issuer's predecessor's bankruptcy proceedings. The shares were distributed to the reporting person by the Millennium Custodial Trust, a special purpose entity, in settlement of her claim against the subsidiary in accordance with the Third Amended Joint Chapter 11 Plan of Reorganization for the LyondellBasell Debtors confirmed by the United States Bankruptcy Court of the Southern District of New York.
- [F2]The 20 additional shares reported herein are due to an error by the trustee of the Milennium Custodial Trust in calculating the reporting person's tax withholding in connection with the original distribution of 1,410 shares on March 30, 2011 in settlement of the reporting person's claim of $60,484.23.
- [F3]Includes 49,389 restricted stock units granted pursuant to the LyondellBasell Industries N.V. long term incentive plan. 35,029 of the units vest on July 19, 2015 and the remaining 14,360 units vest on April 30, 2015.
Documents
Issuer
LyondellBasell Industries N.V.
CIK 0001489393
Entity typeother
Related Parties
1- filerCIK 0001500240
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 10:40 AM ET
- Size
- 5.6 KB