BCSB Bancorp Inc.|4Nov 5, 3:36 PM ET

Wernecke Daniel Richard 4

4 · BCSB Bancorp Inc. · Filed Nov 5, 2012

Form 4

Period: 2012-11-01

Executive Vice President

Transactions

Holdings

Common Stock
(indirect: By ESOP)
2,172.208
Stock Option (Right to Buy)
Exercise: $11.61Exp: 2018-01-08→ Common Stock (5,264 underlying)
5,264
Stock Option (Right to Buy)
Exercise: $10.29Exp: 2020-11-01→ Common Stock (16,169 underlying)
16,169
Common Stock
(indirect: By 401(k))
1,637
Common Stock
(indirect: By IRA)
1,316
Stock Option (Right to Buy)
Exercise: $8.25Exp: 2019-06-17→ Common Stock (832 underlying)
832

Footnotes (6)

[F1]For tax withholding purposes upon vesting of restricted stock.
[F2]Amount includes: (i) 75 shares of restricted stock which vest in four equal annual installments beginning on June 17, 2010; and (ii) 6,902 shares of restricted stock which shares vest in 4 equal annual installments beginning on November 1, 2011, the first anniversary of the date of the award.
[F3]Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the BCSB Bancorp, Inc. Employee Stock Ownership Plan.
[F4]Stock options vest in 4 equal annual installments beginning on January 8, 2009, the first anniversary of the date of the grant.
[F5]Stock options vest in four (4) equal annual installments beginning on June 17, 2010, the first anniversary of the date of the grant.
[F6]Stock options vest in 4 equal annual installments beginning on November 1, 2011, the first anniversary of the date of the grant.

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