Sullivan James 4
4 · PULASKI FINANCIAL CORP · Filed Nov 9, 2012
Insider Transaction Report
Form 4
Sullivan James
EVP, Corporate Development
Transactions
- Award
Common Stock
2012-11-07+15,000→ 15,000 total(indirect: By Stock Award II)
Holdings
- 524.52(indirect: By KSOP)
Common Stock
- 12,500
Stock Option (right to buy)
Exercise: $8.36From: 2010-08-04Exp: 2019-08-04→ Common Stock (12,500 underlying) - 2,000(indirect: By Stock Award)
Common Stock
Footnotes (3)
- [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on August 4, 2010.