4//SEC Filing
Rutkowski Paul D 4
Accession 0001225208-12-023005
CIK 0001528610other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:08 PM ET
Size
14.9 KB
Accession
0001225208-12-023005
Insider Transaction Report
Form 4
Rutkowski Paul D
Chief Financial Officer
Transactions
- Discretionary Transaction
Common Stock
2012-11-09+28,396→ 28,396 total(indirect: By 401(k)) - Other
Common Stock
2012-11-09+12,523→ 12,523 total - Other
Common Stock
2012-11-09+4,680→ 4,680 total(indirect: By ESOP) - Purchase
Common Stock
2012-11-09$8.00/sh+5,000$40,000→ 5,000 total(indirect: By NQ Plan) - Other
Stock Option (right-to-buy)
2012-11-09+45,101→ 45,101 totalExercise: $8.44From: 2008-08-21Exp: 2017-08-21→ Common Stock (45,101 underlying)
Footnotes (3)
- [F1]Pursuant to the Plan of Conversion and Reorganization of Polonia MHC, each share of common stock of Polonia Bancorp (Federal corporation) was exchanged for 1.1136 shares of common stock of Polonia Bancorp, Inc. (Maryland corporation).
- [F2]Pursuant to the Plan of Conversion and Reorganization of Polonia MHC, each option to purchase shares of common stock of Polonia Bancorp (Federal corporation) was converted into an option to purchase shares of common stock of Polonia Bancorp, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 1.1136 exchange ratio, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 1.1136 exchange ratio. All such converted options continue to vest based on their original terms.
- [F3]Stock Options granted pursuant to the Polonia Bancorp 2007 Equity Incentive Plan are fully vested and exercisable as of August 21, 2012.
Documents
Issuer
Polonia Bancorp Inc
CIK 0001528610
Entity typeother
Related Parties
1- filerCIK 0001377703
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:08 PM ET
- Size
- 14.9 KB