Home/Filings/4/0001225208-12-023219
4//SEC Filing

ARMSTRONG KENNETH E 4

Accession 0001225208-12-023219

CIK 0000720005other

Filed

Nov 14, 7:00 PM ET

Accepted

Nov 15, 1:38 PM ET

Size

10.0 KB

Accession

0001225208-12-023219

Insider Transaction Report

Form 4
Period: 2012-11-14
ARMSTRONG KENNETH E
Assistant Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2012-11-14$30.44/sh+960$29,2225,490 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2012-11-14960240 total
    Exercise: $30.44From: 2010-11-27Exp: 2013-01-27Common Stock (960 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    843
  • Employee Stock Option (right to buy)

    Exercise: $27.10Exp: 2017-01-22Common Stock (2,000 underlying)
    2,000
  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2015-01-24Common Stock (3,500 underlying)
    3,500
Footnotes (4)
  • [F1]Includes number of shares acquired under ESOP through November 14, 2012.
  • [F2]Options becoming exercisable - 240 on 11/27/2012
  • [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  • [F4]Options becoming exercisable - 2,100 on 11/24/2012, 700 on 11/24/2013, 700 on 11/24/2014

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001022305

Filing Metadata

Form type
4
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 1:38 PM ET
Size
10.0 KB