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|4Nov 15, 1:38 PM ET

ARMSTRONG KENNETH E 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 15, 2012

Insider Transaction Report

Form 4
Period: 2012-11-14
RAYMOND JAMES FINANCIAL INCRJF
ARMSTRONG KENNETH E
Assistant Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2012-11-14$30.44/sh+960$29,222→ 5,490 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2012-11-14−960→ 240 total
    Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (960 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    843

  • Employee Stock Option (right to buy)

    Exercise: $27.10Exp: 2017-01-22→ Common Stock (2,000 underlying)
    2,000

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2015-01-24→ Common Stock (3,500 underlying)
    3,500
Footnotes (4)
  • [F1]Includes number of shares acquired under ESOP through November 14, 2012.
  • [F2]Options becoming exercisable - 240 on 11/27/2012
  • [F3]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  • [F4]Options becoming exercisable - 2,100 on 11/24/2012, 700 on 11/24/2013, 700 on 11/24/2014

Documents

1 file
  • 4
    doc4.xmlPrimary