4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-12-024176
$RJFCIK 0000720005operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 3:05 PM ET
Size
14.0 KB
Accession
0001225208-12-024176
Insider Transaction Report
Form 4
HELCK CHESTER B
DirectorChief Operating Officer
Transactions
- Award
Employee Stock Option (right to buy)
2012-11-29+12,500→ 12,500 totalExercise: $37.87Exp: 2019-11-29→ Common Stock (12,500 underlying)
Holdings
- 13,750
Restricted Stock Units
From: 2014-12-15Exp: 2014-12-15→ Common Stock (13,750 underlying) - 9,053(indirect: ESOP)
Common Stock
- 42,415
Employee Stock Option (right to buy)
Exercise: $35.38Exp: 2017-01-22→ Common Stock (42,415 underlying) - 9,401
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (9,401 underlying) - 158,781
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 30,791(indirect: By Spouse)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]Includes number of shares acquired under ESOP through November 29, 2012.
- [F2]The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
- [F3]Options becoming exercisable - 25,449 on 11/22/2014, 8,483 on 11/22/2015 and 8,483 on 11/22/2016
- [F4]Options currently exercisable - 15,000; options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F5]Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 3:05 PM ET
- Size
- 14.0 KB