Baty Stanley L 4

Accession 0001225208-12-025247

CIK 0001001604other

View on SEC.gov Company Profile

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 7:03 PM ET

Size

32.6 KB

Accession

0001225208-12-025247

Insider Transaction Report

Form 4

Period: 2012-12-12

EMERITUS CORP\WA\ESC

Baty Stanley L

DirectorOther

Transactions

Exercise/Conversion
Common Stock
2012-12-12$18.55/sh+7,500$139,125→ 92,400 total
Exercise/Conversion
Common Stock
2012-12-12$21.00/sh+7,500$157,500→ 77,400 total
Exercise/Conversion
Common Stock
2012-12-12$19.78/sh+7,500$148,350→ 84,900 total
Exercise/Conversion
Common Stock
2012-12-12$21.75/sh+7,500$163,125→ 69,900 total
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $13.00Exp: 2015-06-15→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2012-12-12$13.15/sh+7,500$98,625→ 99,900 total
Exercise/Conversion
Common Stock
2012-12-12$13.00/sh+7,500$97,500→ 107,400 total
Exercise/Conversion
Common Stock
2012-12-12$7.95/sh+2,500$19,875→ 109,900 total
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $18.55Exp: 2020-05-20→ Common Stock (7,500 underlying)
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $13.15Exp: 2019-05-21→ Common Stock (7,500 underlying)
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $21.75Exp: 2021-05-24→ Common Stock (7,500 underlying)
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $19.78Exp: 2018-06-12→ Common Stock (7,500 underlying)
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−7,500→ 0 total
Exercise: $21.00Exp: 2016-06-14→ Common Stock (7,500 underlying)
Exercise/Conversion
Nonemployee Director Stock Option (right to buy)
2012-12-12−2,500→ 0 total
Exercise: $7.95From: 2004-09-15Exp: 2014-09-15→ Common Stock (2,500 underlying)

Holdings

Common Stock
(indirect: By Trust)
28,484
Common Stock
(indirect: By Partnership)
818,395
Common Stock
(indirect: By Columbia Pacific Opportunity Fund, L.P.)
252,800
Common Stock
(indirect: By Trust)
28,484
Common Stock
(indirect: By Trust)
28,484

Footnotes (5)

[F1]These securities are held in the name of B.F., Limited Partnership, a Washington limited partnership, of which the reporting person is a 22.41% limited partner. The securities reported represent the reporting person's proportionate interest in the total amount of such securities owned by B.F., Limited Partnership. The reporting person is a Vice President of Columbia-Pacific Group, Inc., a Washington corporation, which is the general partner of B.F., Limited Partnership.
[F2]The reporting person is a manager and member of Columbia Pacific Advisors, LLC, a Washington limited liability company, which is the general partner of Columbia Pacific Opportunity Fund, L.P., a Washington limited partnership. The reporting person is also a limited partner of Columbia Pacific Opportunity Fund, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
[F3]Represents the proportionate ownership interest in securities held by B.F., Limited Partnership attributable to the 0.78% limited partnership interest in B.F., Limited Partnership held by such trust. The reporting person is a Vice President of Columbia-Pacific Group, Inc., a Washington corporation, which is the general partner of B.F., Limited Partnership. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F4]The entire option vests on the day immediately prior to the next annual meeting of shareholders of the issuer after the grant date.
[F5]The entire option vested immediately upon its grant, at the time the Reporting Person was appointed to the Board of Directors of the issuer.

Documents

1 file

4
doc4.xmlPrimary

Issuer

EMERITUS CORP\WA\

CIK 0001001604

→

Entity typeother

Related Parties

filerCIK 0001304008

Filing Metadata

Form type: 4
Filed: Dec 12, 7:00 PM ET
Accepted: Dec 13, 7:03 PM ET
Size: 32.6 KB

View on SEC.gov