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REEVES W THOMAS 4

Accession 0001225208-12-025612

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 4:50 PM ET

Size

14.4 KB

Accession

0001225208-12-025612

Insider Transaction Report

Form 4
Period: 2012-12-15
PULASKI FINANCIAL CORPPULB
REEVES W THOMAS
President of Subsidiary Bank
Transactions
  • Tax Payment

    Common Stock

    2012-12-15$8.86/sh−1,153$10,216→ 22,069 total
Holdings

  • Common Stock

    (indirect: By IRA)
    26,000

  • Common Stock

    (indirect: By Stock Award III)
    7,587

  • Common Stock

    (indirect: By Trust)
    22,000

  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying)
    15,000

  • Stock Option (right to buy)

    Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By Stock Award II)
    3,556

  • Common Stock

    (indirect: By Stock Award IV)
    50,000

  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying)
    20,000
Footnotes (6)
  • [F1]Since the reporting person's last report, 3,556 shares previously held by Stock Award II have vested and are now held directly.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
  • [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001358198

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:50 PM ET
Size
14.4 KB
View on SEC.gov