HOVNANIAN SIRWART 4

4 · HOVNANIAN ENTERPRISES INC · Filed Dec 27, 2012

Form 4

Period: 2012-12-18

10% Owner

Transactions

Gift
Class A Common Stock
2012-12-18−970,849→ 0 total(indirect: By LLC)
Gift
Class B Common Stock
2012-12-18+3,883,395→ 3,883,395 total(indirect: By LLC)
→ Class A Common Stock (3,883,395 underlying)
Gift
Class A Common Stock
2012-12-18+970,849→ 970,849 total(indirect: By LLC)
Gift
Class B Common Stock
2012-12-18−3,883,395→ 0 total(indirect: By LLC)
→ Class A Common Stock (3,883,395 underlying)

Holdings

Class A Common Stock
440,000
Class B Common Stock
(indirect: By Partnership)
→ Class A Common Stock (17,842.23 underlying)
17,842.23

Footnotes (3)

[F1]On December 18, 2012, the Reporting Person received all of the limited liability company interests in a limited liability company that holds 970,849 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), and 3,883,395 shares of Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), from a trust for her benefit, which in turn had received the limited liability company interests pursuant to the Will of Kevork S. Hovnanian, deceased. The Reporting Person then transferred the limited liability company interests to trusts for the benefit of her children, for which she does not serve as trustee.
[F2]The Class B Common Stock is immediately converted into an equal number of shares of Class A Common Stock.
[F3]No expiration date

Documents

1 file