Home/Filings/4/0001225208-13-000057
4//SEC Filing

Sullivan James 4

Accession 0001225208-13-000057

CIK 0001062438other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 12:21 PM ET

Size

8.3 KB

Accession

0001225208-13-000057

Insider Transaction Report

Form 4
Period: 2012-12-28
Sullivan James
EVP, Corporate Development
Transactions
  • Sale

    Common Stock

    2012-12-28$8.65/sh676$5,8470 total
Holdings
  • Common Stock

    (indirect: By Stock Award II)
    15,000
  • Common Stock

    (indirect: By KSOP)
    524.52
  • Stock Option (right to buy)

    Exercise: $8.36From: 2010-08-04Exp: 2019-08-04Common Stock (12,500 underlying)
    12,500
  • Common Stock

    (indirect: By Stock Award)
    1,000
Footnotes (3)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
  • [F3]Stock Options are fully vested and exercisable.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

Entity typeother

Related Parties

1
  • filerCIK 0001495723

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 12:21 PM ET
Size
8.3 KB