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PULASKI FINANCIAL CORP·4

Jan 2, 12:21 PM ET

Sullivan James 4

4 · PULASKI FINANCIAL CORP · Filed Jan 2, 2013

Insider Transaction Report

Form 4
Period: 2012-12-28
PULASKI FINANCIAL CORPPULB
Sullivan James
EVP, Corporate Development
Transactions
  • Sale

    Common Stock

    2012-12-28$8.65/sh−676$5,847→ 0 total
Holdings

  • Common Stock

    (indirect: By Stock Award II)
    15,000

  • Common Stock

    (indirect: By KSOP)
    524.52

  • Stock Option (right to buy)

    Exercise: $8.36From: 2010-08-04Exp: 2019-08-04→ Common Stock (12,500 underlying)
    12,500

  • Common Stock

    (indirect: By Stock Award)
    1,000
Footnotes (3)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
  • [F3]Stock Options are fully vested and exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary