PRATT FRED N JR 4
4 · MUNICIPAL MORTGAGE & EQUITY LLC · Filed Jan 2, 2013
Insider Transaction Report
Form 4
PRATT FRED N JR
Director
Transactions
- Award
Options to purchase common shares
2012-12-28+78,125→ 78,125 totalExercise: $0.36From: 2013-03-29Exp: 2022-12-28→ Common (78,125 underlying) - Award
Common
2012-12-31$0.32/sh+19,704$6,250→ 914,630.231 total
Holdings
- 7,000
Options to purchase common shares
Exercise: $25.52From: 2004-07-17Exp: 2013-07-17→ Common (7,000 underlying)
Footnotes (3)
- [F1]This amount represents a grant of deferred shares in lieu of director fees pursuant to the company's Non-Employee Directors' Share Plan.
- [F2]The share price is based on the weighted average per common share price for the preceeding thirty days.
- [F3]The options will vest 25% quarterly (Mar, Jun, Sep, Dec) based upon Mr. Pratt's continued service on the Company's Board of Directors during each quarter.