FAZIO VIC 4
4 · NORTHROP GRUMMAN CORP /DE/ · Filed Jan 18, 2013
Insider Transaction Report
Form 4
FAZIO VIC
Director
Transactions
- Other
Common Stock
2013-01-16$67.48/sh−3,413$230,309→ 31,699.51 total - Other
Common Stock
2013-01-16$67.48/sh+3,413$230,309→ 35,112.51 total
Footnotes (3)
- [F1]Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3.
- [F2]Amount includes (i) 14,724 shares of common stock (including 3,413 shares of common stock received after payout of units from the 2011 Plan); and (ii) 20,388 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan, which transactions are exempt from Section 16 and not reportable under Rule 16a-11.
- [F3]Represents shares of common stock held after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3. Amount includes (i) 14,724 shares of common stock (including 3,413 shares of common stock after payout of units from the 2011 Plan); and (ii) 16,975 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan.