PETERS AULANA L 4
4 · NORTHROP GRUMMAN CORP /DE/ · Filed Jan 18, 2013
Insider Transaction Report
Form 4
PETERS AULANA L
Director
Transactions
- Other
Common Stock
2013-01-16$66.85/sh+4,267$285,249→ 23,164 total - Other
Common Stock
2013-01-16$66.85/sh−4,267$285,249→ 18,897 total
Holdings
- 3,238(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Distribution of shares pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "2011 Plan") and the 1993 Stock Plan for Non-Employee Directors (the "1993 Plan") from stock unit account. This transaction is exempt pursuant to Rule 16b-3.
- [F2]Amount includes (i) 6,334 shares of common stock (including 4,267 shares of common stock received after payout of units from the 2011 Plan); and (ii) 16,830 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan, which transactions are exempt from Section 16 and not reportable under Rule 16a-11.
- [F3]Represents shares of common stock held after payout of units into shares of common stock, in a transaction exempt pursuant to Rule 16b-3. Amount inlcudes (i) 6,334 shares of common stock (including 4,267 shares of common stock after payout of units from the 2011 Plan); and (ii) 12,563 shares of common stock held in a stock unit account pursuant to the 2011 Plan and the 1993 Plan.