Home/Filings/4/0001225208-13-001719
4//SEC Filing

Hogan John James 4

Accession 0001225208-13-001719

CIK 0000019617other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 7:03 PM ET

Size

9.6 KB

Accession

0001225208-13-001719

Insider Transaction Report

Form 4
Period: 2013-01-17
Hogan John James
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2013-01-17+77,28777,287 total
    Exp: 2016-01-13Common Stock (77,287 underlying)
  • Award

    Stock Appreciation Rights

    2013-01-17+278,452278,452 total
    Exercise: $46.58Exp: 2023-01-17Common Stock (278,452 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.
  • [F4]See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F5]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Issuer

JPMORGAN CHASE & CO

CIK 0000019617

Entity typeother

Related Parties

1
  • filerCIK 0001539754

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 7:03 PM ET
Size
9.6 KB