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JPMORGAN CHASE & CO·4

Jan 18, 7:03 PM ET

Hogan John James 4

4 · JPMORGAN CHASE & CO · Filed Jan 18, 2013

Insider Transaction Report

Form 4
Period: 2013-01-17
JPMORGAN CHASE & COJPM
Hogan John James
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2013-01-17+77,287→ 77,287 total
    Exp: 2016-01-13→ Common Stock (77,287 underlying)
  • Award

    Stock Appreciation Rights

    2013-01-17+278,452→ 278,452 total
    Exercise: $46.58Exp: 2023-01-17→ Common Stock (278,452 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.
  • [F4]See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F5]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Documents

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