PERLIN GARY L 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Jan 29, 2013
Insider Transaction Report
Form 4
PERLIN GARY L
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
[F1]2013-01-26+11,744→ 98,541 total - Tax Payment
Common Stock
[F2]2013-01-26$56.32/sh−3,723$209,679→ 94,818 total - Disposition to Issuer
Common Stock
[F1]2013-01-26$59.86/sh−11,744$702,996→ 83,074 total - Tax Payment
Common Stock
[F3]2013-01-27$56.32/sh−4,991$281,093→ 78,083 total - Exercise/Conversion
Restricted Stock Units
[F1][F4]2013-01-26−11,744→ 11,745 total→ Common Stock (11,744 underlying)
Footnotes (4)
- [F1]On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement.
- [F4]These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter.
Signature
Gregory W. Seward (POA on file)|2013-01-29