4//SEC Filing
PERLIN GARY L 4
Accession 0001225208-13-002401
CIK 0000927628other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:27 PM ET
Size
11.6 KB
Accession
0001225208-13-002401
Insider Transaction Report
Form 4
PERLIN GARY L
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2013-01-27$56.32/sh−4,991$281,093→ 78,083 total - Exercise/Conversion
Restricted Stock Units
2013-01-26−11,744→ 11,745 total→ Common Stock (11,744 underlying) - Exercise/Conversion
Common Stock
2013-01-26+11,744→ 98,541 total - Tax Payment
Common Stock
2013-01-26$56.32/sh−3,723$209,679→ 94,818 total - Disposition to Issuer
Common Stock
2013-01-26$59.86/sh−11,744$702,996→ 83,074 total
Footnotes (4)
- [F1]On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement.
- [F4]These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001252395
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 5:27 PM ET
- Size
- 11.6 KB