Home/Filings/4/0001225208-13-002871
4//SEC Filing

PERLIN GARY L 4

Accession 0001225208-13-002871

CIK 0000927628other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 4:40 PM ET

Size

11.1 KB

Accession

0001225208-13-002871

Insider Transaction Report

Form 4
Period: 2013-01-31
PERLIN GARY L
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2013-01-31+29,630107,713 total
  • Award

    Stock Options

    2013-01-31+55,26355,263 total
    Exercise: $56.32Exp: 2023-01-30Common Stock (55,263 underlying)
  • Award

    2013 Restricted Stock Units

    2013-01-31+19,55619,556 total
    Exercise: $0.00Common Stock (19,556 underlying)
  • Award

    Restricted Stock Units

    2013-01-31+17,77817,778 total
    Exercise: $0.00From: 2013-12-15Exp: 2013-12-15Common Stock (17,778 underlying)
Footnotes (4)
  • [F1]This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
  • [F2]Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
  • [F3]These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
  • [F4]This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.

Documents

1 file

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001252395

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:40 PM ET
Size
11.1 KB