Hogan John James 4

4 · JPMORGAN CHASE & CO · Filed Feb 14, 2013

Form 4

Period: 2013-02-12

Chief Risk Officer

Transactions

Exercise/Conversion
Common Stock
2013-02-12$46.79/sh+100,000$4,679,000→ 214,815.965 total
Exercise/Conversion
Common Stock
2013-02-12$45.79/sh+100,000$4,579,000→ 314,815.965 total
Exercise/Conversion
Common Stock
2013-02-12$43.20/sh+24,000$1,036,800→ 338,815.965 total
Exercise/Conversion
Common Stock
2013-02-12$44.29/sh+12,000$531,480→ 350,815.965 total
Tax Payment
Common Stock
2013-02-12$48.95/sh−228,809$11,201,345→ 122,006.965 total
Exercise/Conversion
Stock Appreciation Rights
2013-02-12−12,000→ 18,000 total
Exercise: $44.29Exp: 2021-01-19→ Common Stock (12,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-02-12−24,000→ 16,000 total
Exercise: $43.20Exp: 2020-01-20→ Common Stock (24,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-02-12−100,000→ 0 total
Exercise: $45.79Exp: 2017-10-18→ Common Stock (100,000 underlying)
Exercise/Conversion
Stock Appreciation Rights
2013-02-12−100,000→ 0 total
Exercise: $46.79Exp: 2016-10-19→ Common Stock (100,000 underlying)

Holdings

Footnotes (4)

[F1]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.
[F2]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.
[F3]Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.
[F4]Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date.

Documents

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