CAI International, Inc. 5
5 · CAI International, Inc. · Filed Feb 14, 2013
Insider Transaction Report
Form 5
Ogawa Hiromitsu
DirectorChairman of the Board10% Owner
Transactions
- Gift
Common Stock
2012-12-13−399,325→ 1,512,433 total
Holdings
- 500,000(indirect: Betty Jean Crouch Ogawa GRAT 2011)
Common Stock
- 500,000(indirect: Hiromitsu Ogawa GRAT 2011)
Common Stock
- 1,859,108(indirect: By Trust)
Common Stock
- 593,927(indirect: By Partnership)
Common Stock
Footnotes (4)
- [F1]Represents the gift of common stock from the reporting person to trusts for the benefit of his children. The transaction was a gift and not a disposition for value. The reporting person is not the trustee of the donee trusts and does not otherwise have beneficial ownership of the shares held by such trusts. In connection with the transfer, each trust entered into a lock-up agreement which restricts transfer of the shares for a 90-day period beginning on November 28, 2012, the date of the final prospectus for the issuer's recent underwritten public offering.
- [F2]Reporting Person is Spouse of Trustee.
- [F3]Reporting Person is Trustee.
- [F4]Reporting Person is the Trustee of the Ogawa Family Trust dated 7/6/98, which is the general partner of the Ogawa Limited Partnership.