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4//SEC Filing

Cazala Beatrice J 4

Accession 0001225208-13-007235

CIK 0000014272other
View on SEC.govCompany Profile

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 4:47 PM ET

Size

49.8 KB

Accession

0001225208-13-007235

Insider Transaction Report

Form 4
Period: 2013-03-07
BRISTOL MYERS SQUIBB COBMY
Cazala Beatrice J
Pres Global Comm & Pres Europe
Transactions
  • Other

    Common Stock, $0.10 par value

    2013-03-07+4,131→ 391,351.93 total
  • Other

    Common Stock, $0.10 par value

    2013-03-07+1,012→ 395,716.93 total
  • Exercise/Conversion

    Market Share Units

    2013-03-07−6,789→ 34,947 total
    → Common Stock, $0.10 par value (6,789 underlying)
  • Award

    Performance Shares

    2013-03-07+17,610→ 17,610 total
    Exp: 2015-03-31→ Common Stock, $0.10 par value (17,610 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2013-03-07+56,180→ 363,722.93 total
  • Exercise/Conversion

    Market Share Units

    2013-03-07−7,323→ 21,970 total
    Exp: 2016-03-06→ Common Stock, $0.10 par value (7,323 underlying)
  • Exercise/Conversion

    Option (right to buy)

    2013-03-07−100,000→ 0 total
    Exercise: $24.74Exp: 2016-11-30→ Common Stock, $0.10 par value (100,000 underlying)
  • Other

    Performance Shares

    2013-03-07+2,156.535→ 56,180 total
    → Common Stock, $0.10 par value (2,156.535 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2013-03-07$24.74/sh+100,000$2,474,000→ 307,542.93 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2013-03-07+7,323→ 380,431.93 total
  • Exercise/Conversion

    Performance Shares

    2013-03-07−56,180→ 0 total
    → Common Stock, $0.10 par value (56,180 underlying)
  • Other

    Performance Shares

    2013-03-07+1,975.689→ 51,472.689 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (1,975.689 underlying)
  • Other

    Performance Shares

    2013-03-07+702.909→ 18,312.909 total
    Exp: 2015-03-31→ Common Stock, $0.10 par value (702.909 underlying)
  • Other

    Common Stock, $0.10 par value

    2013-03-07+3,353→ 394,704.93 total
  • Tax Payment

    Common Stock, $0.10 par value

    2013-03-07$37.53/sh−5,259$197,370→ 386,135.93 total
  • Award

    Performance Shares

    2013-03-07+22,326→ 49,497 total
    Exp: 2014-03-31→ Common Stock, $0.10 par value (22,326 underlying)
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2013-03-07+9,386→ 373,108.93 total
  • Exercise/Conversion

    Common Stock, $0.10 par value

    2013-03-07+6,789→ 387,220.93 total
  • Tax Payment

    Common Stock, $0.10 par value

    2013-03-07$37.53/sh−4,322$162,205→ 391,394.93 total
  • Tax Payment

    Common Stock, $0.10 par value

    2013-03-07$37.53/sh−7,009$263,048→ 379,126.93 total
  • Tax Payment

    Common Stock, $0.10 par value

    2013-03-07$37.53/sh−29,132$1,093,324→ 349,994.93 total
  • Sale

    Common Stock, $0.10 par value

    2013-03-07$37.61/sh−83,750$3,149,838→ 266,244.93 total
  • Exercise/Conversion

    Market Share Units

    2013-03-07−9,386→ 25,561 total
    → Common Stock, $0.10 par value (9,386 underlying)
  • Award

    Performance Shares

    2013-03-07+16,327→ 54,023.466 total
    → Common Stock, $0.10 par value (16,327 underlying)
Holdings

  • Common Stock, $0.10 par value

    (indirect: By BMY Savings & Investment Program)
    3,714.96
Footnotes (24)
  • [F1]Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
  • [F10]Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
  • [F11]Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
  • [F12]One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.
  • [F13]Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
  • [F14]Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
  • [F15]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
  • [F16]Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
  • [F17]Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
  • [F18]Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
  • [F19]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
  • [F2]Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
  • [F20]Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
  • [F21]Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
  • [F22]Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
  • [F23]Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
  • [F24]Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
  • [F3]Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
  • [F4]Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
  • [F5]Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
  • [F6]Shares withheld for payment of taxes upon vesting of market share units.
  • [F7]Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
  • [F8]Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions upon exercise of an option. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $37.60 to $37.64, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  • [F9]Based on a plan statement as of the end of the most recent fiscal quarter.

Documents

1 file

Issuer

BRISTOL MYERS SQUIBB CO

CIK 0000014272

→
Entity typeother

Related Parties

1
  • filerCIK 0001457948

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 4:47 PM ET
Size
49.8 KB
View on SEC.gov