WILKOS CHRISTOPHER M 4
4 · PHOENIX COMPANIES INC/DE · Filed Mar 12, 2013
Insider Transaction Report
Form 4
WILKOS CHRISTOPHER M
EVP, Chief Investment Officer
Transactions
- Exercise/Conversion
Common
2013-03-08+4,770.761→ 8,252.761 total - Tax Payment
Common
2013-03-08$26.94/sh−1,665.761$44,876→ 6,587 total - Exercise/Conversion
Restricted Stock Unit (2010)
2013-03-08−4,770.761→ 0 totalExercise: $0.00→ Common (4,770.761 underlying)
Holdings
- 2,440.362(indirect: By 401(k))
Common
- 1,374
Stock Option (Right to Buy)
Exercise: $196.80Exp: 2018-02-13→ Common (1,374 underlying) - 832
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (832 underlying)
Footnotes (3)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.