LaGrasse John V 4
4 · PHOENIX COMPANIES INC/DE · Filed Mar 12, 2013
Insider Transaction Report
Form 4
LaGrasse John V
EVP, Alt Retirement Solutions
Transactions
- Tax Payment
Common
2013-03-08$26.94/sh−865.962$23,329→ 8,211 total - Exercise/Conversion
Restricted Stock Unit (2010)
2013-03-08−2,941.962→ 0 totalExercise: $0.00→ Common (2,941.962 underlying) - Exercise/Conversion
Common
2013-03-08+2,941.962→ 9,076.962 total
Holdings
- 156.141(indirect: By 401(k))
Common
- 513
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (513 underlying) - 1,765
Stock Option (Right to Buy)
Exercise: $196.80Exp: 2018-02-13→ Common (1,765 underlying) - 1,450
Stock Option (Right to Buy)
Exercise: $250.80Exp: 2017-02-08→ Common (1,450 underlying) - 49.23
Restricted Stock Units
→ Common (49.23 underlying) - 1,160
Stock Option (Right to Buy)
Exercise: $190.60Exp: 2014-11-17→ Common (1,160 underlying)
Footnotes (4)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F3]Pursuant to the terms of the Reporting Person's employment, the Reporting Person previously received the reported restricted stock units ("RSUs"), each RSU representing one share of stock. The underlying shares of common stock thereafter became deliverable, without consideration. Pursuant to a previous election, the Reporting Person deferred receipt of shares for the RSUs.
- [F4]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.