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4//SEC Filing

LaGrasse John V 4

Accession 0001225208-13-007481

CIK 0001129633other
View on SEC.govCompany Profile

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 4:35 PM ET

Size

15.5 KB

Accession

0001225208-13-007481

Insider Transaction Report

Form 4
Period: 2013-03-08
PHOENIX COMPANIES INC/DEPNX
LaGrasse John V
EVP, Alt Retirement Solutions
Transactions
  • Tax Payment

    Common

    2013-03-08$26.94/sh−865.962$23,329→ 8,211 total
  • Exercise/Conversion

    Restricted Stock Unit (2010)

    2013-03-08−2,941.962→ 0 total
    Exercise: $0.00→ Common (2,941.962 underlying)
  • Exercise/Conversion

    Common

    2013-03-08+2,941.962→ 9,076.962 total
Holdings

  • Common

    (indirect: By 401(k))
    156.141

  • Stock Option (Right to Buy)

    Exercise: $56.80Exp: 2020-03-08→ Common (513 underlying)
    513

  • Stock Option (Right to Buy)

    Exercise: $196.80Exp: 2018-02-13→ Common (1,765 underlying)
    1,765

  • Stock Option (Right to Buy)

    Exercise: $250.80Exp: 2017-02-08→ Common (1,450 underlying)
    1,450

  • Restricted Stock Units

    → Common (49.23 underlying)
    49.23

  • Stock Option (Right to Buy)

    Exercise: $190.60Exp: 2014-11-17→ Common (1,160 underlying)
    1,160
Footnotes (4)
  • [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
  • [F2]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
  • [F3]Pursuant to the terms of the Reporting Person's employment, the Reporting Person previously received the reported restricted stock units ("RSUs"), each RSU representing one share of stock. The underlying shares of common stock thereafter became deliverable, without consideration. Pursuant to a previous election, the Reporting Person deferred receipt of shares for the RSUs.
  • [F4]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.

Documents

1 file

Issuer

PHOENIX COMPANIES INC/DE

CIK 0001129633

→
Entity typeother

Related Parties

1
  • filerCIK 0001308209

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:35 PM ET
Size
15.5 KB
View on SEC.gov