4//SEC Filing
HOFMANN PETER A 4
Accession 0001225208-13-007482
CIK 0001129633other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:36 PM ET
Size
14.0 KB
Accession
0001225208-13-007482
Insider Transaction Report
Form 4
HOFMANN PETER A
SrEVP & CFO
Transactions
- Tax Payment
Common
2013-03-08$26.94/sh−1,694.711$45,656→ 7,267 total - Exercise/Conversion
Restricted Stock Unit (2010)
2013-03-08−4,505.711→ 0 totalExercise: $0.00→ Common (4,505.711 underlying) - Exercise/Conversion
Common
2013-03-08+4,505.711→ 8,961.711 total
Holdings
- 2,702
Stock Option (Right to Buy)
Exercise: $196.79Exp: 2018-02-13→ Common (2,702 underlying) - 2,030
Stock Option (Right to Buy)
Exercise: $215.78Exp: 2014-04-29→ Common (2,030 underlying) - 786
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (786 underlying) - 2,257.851(indirect: By 401(k))
Common
- 1,450
Stock Option (Right to Buy)
Exercise: $250.82Exp: 2017-02-08→ Common (1,450 underlying)
Footnotes (4)
- [F1]Includes 1,324.950 shares acquired through The Phoenix Employee Stock Purchase Plan.
- [F2]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F3]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F4]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001222406
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:36 PM ET
- Size
- 14.0 KB