4//SEC Filing
Buckingham Thomas M 4
Accession 0001225208-13-007484
CIK 0001129633other
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 4:36 PM ET
Size
13.5 KB
Accession
0001225208-13-007484
Insider Transaction Report
Form 4
Buckingham Thomas M
EVP, Prod Development & Ops
Transactions
- Tax Payment
Common
2013-03-08$26.94/sh−697.252$18,784→ 1,872.001 total - Exercise/Conversion
Common
2013-03-08+1,784.252→ 2,569.252 total - Exercise/Conversion
Restricted Stock Unit (2010)
2013-03-08−1,784.252→ 0 totalExercise: $0.00→ Common (1,784.252 underlying)
Holdings
- 966.839(indirect: By 401(k))
Common
- 779
Stock Option (Right to Buy)
Exercise: $196.80Exp: 2018-02-13→ Common (779 underlying) - 1,160
Stock Option (Right to Buy)
Exercise: $190.60Exp: 2018-03-05→ Common (1,160 underlying) - 312
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (312 underlying) - 580
Stock Option (Right to Buy)
Exercise: $201.20Exp: 2015-06-02→ Common (580 underlying)
Footnotes (2)
- [F1]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
- [F2]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001304012
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 8:00 PM ET
- Accepted
- Mar 12, 4:36 PM ET
- Size
- 13.5 KB