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PHOENIX COMPANIES INC/DE·4

Mar 12, 4:36 PM ET

Buckingham Thomas M 4

4 · PHOENIX COMPANIES INC/DE · Filed Mar 12, 2013

Insider Transaction Report

Form 4
Period: 2013-03-08
PHOENIX COMPANIES INC/DEPNX
Buckingham Thomas M
EVP, Prod Development & Ops
Transactions
  • Tax Payment

    Common

    2013-03-08$26.94/sh−697.252$18,784→ 1,872.001 total
  • Exercise/Conversion

    Common

    2013-03-08+1,784.252→ 2,569.252 total
  • Exercise/Conversion

    Restricted Stock Unit (2010)

    2013-03-08−1,784.252→ 0 total
    Exercise: $0.00→ Common (1,784.252 underlying)
Holdings

  • Common

    (indirect: By 401(k))
    966.839

  • Stock Option (Right to Buy)

    Exercise: $196.80Exp: 2018-02-13→ Common (779 underlying)
    779

  • Stock Option (Right to Buy)

    Exercise: $190.60Exp: 2018-03-05→ Common (1,160 underlying)
    1,160

  • Stock Option (Right to Buy)

    Exercise: $56.80Exp: 2020-03-08→ Common (312 underlying)
    312

  • Stock Option (Right to Buy)

    Exercise: $201.20Exp: 2015-06-02→ Common (580 underlying)
    580
Footnotes (2)
  • [F1]The Restricted Stock Units ("RSUs") represent the Reporting Person's 2010 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) March 8, 2013 or (b) a change of control.
  • [F2]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.

Documents

1 file
  • 4
    doc4.xmlPrimary